On January 9, 2024, FINRA published its 2024 Annual Regulatory Oversight Report (the “Report”). FINRA publishes the Report as a way to provide its broker-dealer members with insight into findings from ...

The Financial Industry Regulatory Authority’s (FINRA’s) 2025 Annual Regulatory Oversight Report provides member firms with key insights and observations from its regulatory operations programs. The ...

Regulatory change is continually reshaping the banking landscape amid macro volatility. Increased data and regulatory reporting requirements can create complexity that demands agility and robust ...

Ensuring data quality and harmonization transforms regulatory reporting from a compliance burden into a strategic asset, enabling confident decision-making and reducing compliance costs. Leveraging ...

In today’s regulatory landscape, reporting requirements can be both a burden and a competitive necessity. Inefficient processes can erode stakeholder trust and strain already limited resources. As ...

FRANKFURT, Germany--(BUSINESS WIRE)--Regnology, a leading provider in regulatory, risk, tax, and finance reporting, as well as supervisory technology, today announced it has signed an exclusive ...

The next 8 months will see significant changes to the regulatory reporting framework for financial institutions globally. Rewrites of the Japanese Financial Services Agency (JFSA) reporting regulation ...

Financial institutions are under pressure to comply with increasing and ever-changing trade and transaction reporting requirements. Global reporting regulations continue to evolve to support ...

The Regnology platform is a unified, cloud-native ecosystem that bridges the gap between regulators and the financial institutions they oversee through standardized, automated and data-driven ...

This combined strength positions Regnology as the partner “for financial institutions seeking future-ready solutions.” At the core of this strategy is Regnology Risk Hub (RRiskHub), an integrated ...